Companies Act & ROC Compliance
Advisory on incorporation changes, board and shareholder resolutions, annual returns, director KYC, event-based filings, and statutory registers under the Companies Act, 2013.
Filings & risk
Regulatory & Compliance
Compliance frameworks, statutory filings, and regulatory risk counsel for growing businesses operating under Indian law.
- ROCCompanies Act filings and registers
- FEMAFDI reporting and compounding
- DPDPPrivacy notices and readiness reviews
Regulatory and Compliance covers the legal obligations businesses must meet under statutes, sector regulators, and licensing regimes, from corporate filings to data protection and foreign exchange rules.
Indian businesses face overlapping obligations under the Companies Act, 2013, GST, labour and environmental statutes, sector regulators such as RBI and SEBI where applicable, and newer frameworks including the Digital Personal Data Protection Act, 2023.
A documented compliance calendar and gap assessment reduce penalties, director disqualification risk, and disruption when regulators or investors ask questions.
What applies
We help map which laws apply to your entity, build compliance calendars, prepare board and shareholder documentation, and respond to show-cause notices or regulatory inquiries with structured legal support.
From calendar to notice
Whether you need annual ROC filing coordination, FEMA reporting for foreign investment, or a DPDP readiness review before launch, we deliver practical advice tied to your industry and growth stage.
Services
Our Compliance Services
Regulatory counsel from baseline compliance setup through filings, audits, and enforcement response.
Foreign Exchange & FEMA Advisory
Guidance on foreign direct investment reporting, overseas direct investment, ECB norms, and RBI compounding for contraventions under FEMA, 1999 and applicable rules.
Data Protection & DPDP Readiness
Privacy notices, consent frameworks, data processing agreements, breach response planning, and compliance roadmaps under the Digital Personal Data Protection Act, 2023.
Sector & Licensing Compliance
Regulatory mapping for industry-specific obligations, licence renewals, and operational compliance in sectors such as fintech, healthcare, food, and professional services.
Compliance Audits & Gap Assessments
Structured reviews of existing policies, filings, and contracts to identify missing registrations, overdue returns, or documentation gaps before an audit or diligence.
Regulatory Investigations & Notices
Response strategy for show-cause notices, inquiry letters, and enforcement proceedings from regulators, with representation support where disputes escalate.
Our approach
Why clients choose Ananta
Risk-ranked priorities
We focus first on obligations with penalty or director liability exposure, not generic checklist templates.
Coordination with your CA
Legal and company-secretarial work is aligned so filings, resolutions, and tax positions stay consistent.
Investor-ready documentation
Compliance records structured for due diligence during fundraising or acquisition.
Plain-language reporting
Gap assessments and filing calendars explained so founders and managers can act without legal jargon.
Process
How we work
Consultation
We understand your entity type, industry, investor profile, and whether you need setup, ongoing compliance, or notice response.
Regulatory mapping
Applicable central and sector laws identified. Deliverables and timelines agreed before substantive work.
Gap assessment or drafting
Policies, board papers, filing checklists, or notice responses prepared with a clear action list.
Implementation
Support on filings, registrations, privacy roll-out, and employee or vendor policy adoption.
Ongoing monitoring
Compliance calendar updates, event-based filing reminders, and counsel when regulators or investors raise questions.
Sectors
Industries We Serve
Sector context shapes how we structure terms, allocate risk, and advise on regulatory exposure.
- Startups & Technology
- Financial Services
- Manufacturing & Trade
- Healthcare & Pharma
- Professional Services
- Family Businesses
Our team
Lead Counsel for This Practice
Suresh Katri
Founder & Managing Partner
Corporate compliance, regulatory filings, and FEMA advisory for Maharashtra and pan-India clients.
5+ years advising businesses on regulatory and corporate compliance
Ready to discuss your compliance needs?
Same-week consultations available. Speak with our regulatory team about filings, FEMA, data protection, or a regulatory notice.
FAQ
Frequently Asked Questions
Practical answers on corporate filings, FEMA, data protection, and regulatory risk in India.
Most private companies must maintain statutory registers, hold board meetings, file financial statements and annual returns with the Registrar of Companies, and complete director KYC under the Companies Act, 2013.
- Deadlines depend on financial year-end and AGM dates
- Late filings attract additional fees and penalty risk
- We align a calendar with your company secretary or CA
Get in Touch
Connect with our legal team, send a message, or book your preferred consultation slot today.
